Technical documentation file: required contents
Guide · The technical documentation file
The technical documentation file, also called the technical file or technical construction file, is the single most important document set behind any CE marking. The marking on the product and the signature on the Declaration of Conformity are only the visible tip. Underneath sits a structured body of evidence that proves the product actually meets every applicable directive. This page is the unified, cross-cutting reference for that file: what it must contain, how to structure it, how long to keep it, who may demand it, and how the same evidence is repackaged for the US and UK markets. Each pillar on this site has its own technical-file page, this one consolidates the common rules.
What the technical file is, and why it matters
Section titled “What the technical file is, and why it matters”The technical file is the legal backbone of CE marking. When a manufacturer affixes the CE marking and signs the EU Declaration of Conformity, it is making a binding legal claim that the product satisfies the essential requirements of every applicable directive. The technical file is the proof of that claim. Without it, the marking is unsupported and the product is, in legal terms, non-compliant even if it would have passed every test.
The principle is set out generically in Decision 768/2008/EC, the reference decision that defines the common framework for marketing products in the EU. Annex II of that decision lists the elements the technical documentation must contain. Each vertical directive then refines that list in its own annex: Annex II of the Directive 2014/30/EU (EMC), Annex V of the Directive 2014/53/EU (RED), Annex VII of the Directive 2006/42/EC (Machinery), and so on. The directives differ in detail, but the spine is the same everywhere.
Three things follow from this. First, the file is not optional paperwork produced after the fact, it is the documented reasoning that led to the marking decision. Second, it must allow a competent third party to assess conformity without re-doing the design, which means it has to be complete enough to stand alone. Third, it is the document the authorities will ask for first when they check a product on the market.
The required contents
Section titled “The required contents”Annex II of Decision 768/2008/EC requires the technical documentation to make the assessment of conformity possible. In practice that resolves to the following building blocks. The table below maps each element to its purpose.
| Element | What it is | Why it is required |
|---|---|---|
| General product description | Identification, intended use, variants, models, photos | Lets the authority know exactly what is being assessed |
| Design drawings and schematics | Mechanical drawings, electrical and PCB schematics, block diagrams | Shows how the product is built |
| Descriptions and explanations | Notes that make the drawings understandable | Ensures the drawings can be interpreted |
| List of harmonised standards | Standards applied in full or in part, with versions | Establishes the presumption of conformity |
| Design calculations and risk assessment | Calculations, risk analysis, results | Demonstrates the essential requirements are met |
| Test reports | Reports from accredited laboratories | Objective evidence of compliance |
| EU Declaration of Conformity | The signed statement of conformity | Links the file to the legal claim |
| User instructions and safety information | Manuals, warnings, installation notes | Required by most directives as part of conformity |
| Software and firmware identification | Versions, build identifiers where relevant | Pins the file to a specific tested configuration |
General product description
Section titled “General product description”Every file opens with an unambiguous identification of the product: commercial name, type, model and serial or batch numbering scheme, intended use, the range of variants covered, and photographs. This section answers the question a market surveillance officer asks first, which product, exactly, is this file about. Where a single file covers a family of products, the description must make the boundaries of the family explicit.
Design and manufacturing drawings
Section titled “Design and manufacturing drawings”The file must contain the drawings and schematics that show how the product is designed and built: mechanical assembly drawings, electrical schematics, PCB layouts, block diagrams, and the bill of materials where safety-relevant components are involved. Annex II requires not just the drawings but the descriptions and explanations necessary to understand them. A schematic that cannot be read without the designer present does not satisfy the requirement.
List of harmonised standards applied
Section titled “List of harmonised standards applied”This is the link between the product and the legal presumption of conformity. The file lists each harmonised standard applied, with its exact reference and version, and states whether it was applied in full or only in part. Where a standard is applied in part, or where no harmonised standard exists for a given essential requirement, the file must describe the other solution adopted to meet the requirement. Citing a standard withdrawn from the Official Journal no longer confers presumption of conformity, so the versions matter.
Risk assessment
Section titled “Risk assessment”Most directives require a documented risk assessment. For general safety this is the analysis under the LVD and the Machinery Directive, for radio it is the article 3.1(a) safety and 3.2 spectrum analysis, for medical devices it is the full ISO 14971 risk management file. The assessment identifies hazards, estimates risks, records the protective measures taken, and shows the residual risk is acceptable. It is the reasoning that justifies the design choices, not a checklist appended at the end.
Test reports from accredited laboratories
Section titled “Test reports from accredited laboratories”Objective evidence comes from test reports. Reports issued by a laboratory accredited to ISO/IEC 17025 carry the most weight, and for some routes are effectively required. Reports must identify the exact sample tested, the standards and clauses applied, the measurement uncertainty, and the verdict per clause. Where the manufacturer relies on a pre-certified radio module, the integration tests it ran on the finished product belong in the file too, the module certificate alone is not enough.
The EU Declaration of Conformity
Section titled “The EU Declaration of Conformity”The signed EU Declaration of Conformity is itself part of the documentation kept by the manufacturer. It lists every directive applied, the standards relied upon, the identity and signature of the responsible person, and the date and place of issue. The relationship is hierarchical: the DoC is the public-facing claim, the technical file is the private evidence behind it.
User instructions and safety information
Section titled “User instructions and safety information”For most directives the user instructions are not an afterthought, they are part of the conformity. Missing or inadequate warnings, missing installation instructions, or instructions not provided in the required language are themselves non-conformities. The file keeps the as-published instructions for every market.
Software and firmware versions
Section titled “Software and firmware versions”For connected and software-driven products, the file must pin down the exact software and firmware versions that were tested and assessed. A firmware update that changes radio behaviour, safety logic or cybersecurity posture can move the product outside the assessed configuration. Recording build identifiers lets the manufacturer and the authority tie a field unit back to the file.
How to structure the file
Section titled “How to structure the file”There is no mandated layout, only a mandated content. A clear, indexed structure makes the file usable for the people who will read it under pressure: an auditor, a Notified Body reviewer, or a market surveillance officer with a deadline. A robust structure follows the order of the contents above.
| Section | Folder | Typical documents |
|---|---|---|
| 0 | Index and revision history | Table of contents, document control, change log |
| 1 | Product identification | Description, models, intended use, photos, labels |
| 2 | Applicable directives | Directive mapping, classification rationale |
| 3 | Standards applied | List with versions, full or partial application |
| 4 | Design documentation | Drawings, schematics, PCB, BoM, explanations |
| 5 | Risk assessment | Hazard analysis, calculations, residual risk |
| 6 | Test reports | Accredited lab reports per directive |
| 7 | User documentation | Manuals, warnings, installation, languages |
| 8 | Software and firmware | Versions, build IDs, update policy |
| 9 | Declaration of Conformity | Signed DoC, supporting attestations |
Keep a single index at the front and a revision history. When the product changes, the file changes with it, and the change log is what lets you prove which version of the file supported which production batch. See the CE technical file pillar page for the CE-specific layout and the CE overview for where the file sits in the wider process.
Retention: how long, and who keeps it
Section titled “Retention: how long, and who keeps it”For the great majority of New Approach directives, the rule is identical: the technical file and the EU Declaration of Conformity must be kept for ten years after the last unit of the product has been placed on the market. The ten years run from the last unit, not from the first, so a long-lived product extends the obligation well past the end of production.
| Directive or regulation | Retention period | From |
|---|---|---|
| Directive 2014/30/EU (EMC) | 10 years | Last unit placed on the market |
| Directive 2014/35/EU (LVD) | 10 years | Last unit placed on the market |
| Directive 2014/53/EU (RED) | 10 years | Product placed on the market |
| Directive 2011/65/EU (RoHS) | 10 years | Product placed on the market |
| Directive 2006/42/EC (Machinery) | 10 years | Date of manufacture (last unit of the series) |
| Regulation 2017/745 (MDR) | 10 years, 15 for implantables | Last device placed on the market |
The holder of the file is the manufacturer, or the authorised representative established in the EU if the manufacturer has appointed one by written mandate. The mandate must explicitly cover keeping the file at the disposal of the authorities. Importers do not have to hold the file themselves but must be able to provide a copy on request and must know where it is kept. The file is not filed with any EU authority, it is held by the economic operator and produced on demand.
Who can request it, and in what language
Section titled “Who can request it, and in what language”The audience for the technical file is narrow and official. National market surveillance authorities, acting under Regulation (EU) 2019/1020, can require the manufacturer, the authorised representative or the importer to provide the file. The request is reasoned, and the file must be supplied within a reasonable period in a language the authority readily understands.
In practice that means the official language of the member state where the product is sold, or another language agreed with the authority. The file does not have to be pre-translated into every EU language, only produced in a language the requesting authority can read. The narrower availability rule contrasts with the EU Declaration of Conformity, which must be translated into the language or languages required by each member state where the product is made available.
The file stays confidential. There is no public register, and the authority is bound to protect commercially sensitive information. This is a deliberate balance: the evidence is available to those who police the market, but not to competitors.
The technical file versus the Declaration of Conformity
Section titled “The technical file versus the Declaration of Conformity”These two are routinely confused. They are different objects with different roles.
| Aspect | Technical file | EU Declaration of Conformity |
|---|---|---|
| Nature | Body of evidence | Signed legal statement |
| Length | Tens to hundreds of pages | One to two pages |
| Audience | Authorities, on request | Public, accompanies the product |
| Content | Drawings, tests, risk analysis | List of directives and standards |
| Translation | On request, per authority | Into the languages of each market |
| Relationship | Contains or references the DoC | Summarises and points to the file |
The simplest way to hold the distinction: the DoC is the claim, the technical file is the proof. The DoC is one short document that lives inside, or alongside, the much larger file. A complete DoC with no file behind it is a hollow claim, a complete file with no signed DoC is missing its legal conclusion. You need both.
How it differs: EU, US FCC, and UKCA
Section titled “How it differs: EU, US FCC, and UKCA”The same engineering evidence has to be packaged differently for the three major markets. The underlying test data is largely reusable, the container and the rules around it are not.
| Aspect | EU (technical file) | US (FCC exhibits) | UK (UKCA technical file) |
|---|---|---|---|
| Form | Held file, produced on request | Exhibits filed electronically | Held file, produced on request |
| Where it lives | With the manufacturer or rep | In the FCC application record | With the manufacturer or UK rep |
| Filed with authority? | No | Yes, with the application | No |
| Trigger | Market surveillance request | Authorization application | Market surveillance request |
| Standards basis | Harmonised standards (OJEU) | FCC rules in 47 CFR | UK designated standards |
| Identifier | None centralised | FCC ID issued | None centralised |
In the EU the file is kept by the economic operator and only shown when an authority asks. In the US the model is filing-based: for certified equipment, a set of exhibits (test report, internal and external photos, block diagram, schematics, operational description, user manual, labelling) is uploaded with the equipment authorization application and reviewed by a Telecommunication Certification Body before a grant and an FCC ID are issued. The evidence is similar, but it is submitted up front and becomes part of an application record rather than a held file.
UKCA mirrors the EU model almost exactly. The technical file concept, the contents, the ten-year retention and the held-on-request availability all carry over. The practical work is updating the standards references from the EU Official Journal harmonised list to the UK designated standards list, and naming a UK-based responsible person where required. For a product already CE marked, building the UKCA file is mostly a remapping exercise on the same evidence base, which is why the self-declaration versus Notified Body decision often carries across both markets.
Common pitfalls
Section titled “Common pitfalls”A file that exists is not the same as a file that holds up. The recurring failures fall into a short list.
- Standards cited but not actually applied. The list names a harmonised standard, but the test reports do not cover all its clauses, or cite a withdrawn version. This breaks the presumption of conformity, see the harmonised standards guide.
- No risk assessment, or a generic one. A template risk analysis not tailored to the product is a frequent finding. The assessment must reason about the actual hazards of the actual product.
- Module conformity inherited without integration tests. Relying on a pre-certified radio module without documenting the integration tests on the finished product. The certificate covers the module, not the host.
- Drawings without explanations. Schematics and PCB layouts dumped in without the descriptions Annex II requires to make them understandable.
- Firmware version not pinned. The tested build is not recorded, so a later update silently moves the product outside the assessed configuration.
- File not maintained. The product is revised but the file is frozen at the first release, with no change log tying file versions to production batches.
- Availability not arranged. The manufacturer is outside the EU, no authorised representative holds the file, and the importer cannot say where it is. A structural non-compliance independent of the product's technical quality.
A checklist table of contents
Section titled “A checklist table of contents”Use this as the index page at the front of the file. Every line should resolve to a document or a deliberate, recorded "not applicable".
| # | Item | Present |
|---|---|---|
| 1 | General product description, models, intended use | yes / no |
| 2 | Identification and labelling (CE marking, ratings, warnings) | yes / no |
| 3 | List of applicable directives and classification rationale | yes / no |
| 4 | List of harmonised standards applied, with versions | yes / no |
| 5 | Design drawings, schematics, PCB layouts, block diagrams | yes / no |
| 6 | Descriptions and explanations of the drawings | yes / no |
| 7 | Bill of materials for safety-relevant components | yes / no |
| 8 | Design calculations | yes / no |
| 9 | Risk assessment and residual-risk justification | yes / no |
| 10 | Test reports from accredited laboratories, per directive | yes / no |
| 11 | Integration test evidence for any certified modules used | yes / no |
| 12 | Software and firmware versions and build identifiers | yes / no |
| 13 | User instructions and safety information, per language | yes / no |
| 14 | EU Declaration of Conformity, signed and dated | yes / no |
| 15 | Authorised representative mandate, if applicable | yes / no |
| 16 | Revision history and document control | yes / no |
A file that answers "yes" to every applicable line, with a recorded reason for each "no", is a file that will survive an audit. The discipline of maintaining it from the start of design, rather than assembling it the week before launch, is what separates a compliant product from a marking that cannot be defended.
See also
Section titled “See also”- Getting started with certification: where to begin
- Harmonised standards and presumption of conformity
- Digital Product Passport (DPP) under the ESPR
- User instructions, safety information & languages
- Substantial modification: when to re-certify in the EU
Sources & references
- Decision No 768/2008/EC, Annex II (technical documentation) , EUR-Lex eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32008D0768
- Blue Guide on the implementation of EU product rules 2022 , European Commission ec.europa.eu/docsroom/documents/49457
- Directive 2014/53/EU (RED), Annex V technical documentation , EUR-Lex eur-lex.europa.eu/eli/dir/2014/53/oj
- Directive 2014/30/EU (EMC), Annex II technical documentation , EUR-Lex eur-lex.europa.eu/eli/dir/2014/30/oj
- Directive 2006/42/EC (Machinery), Annex VII technical file , EUR-Lex eur-lex.europa.eu/eli/dir/2006/42/oj
- Regulation (EU) 2017/745 (MDR), Annexes II and III , EUR-Lex eur-lex.europa.eu/eli/reg/2017/745/oj